WebElectronic Code of Federal Regulations (e-CFR) Title 17 - Commodity and Securities Exchanges; CHAPTER I - COMMODITY FUTURES TRADING COMMISSION; PART 23 - SWAP DEALERS AND MAJOR SWAP PARTICIPANTS; Subpart H - Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, … WebDec 17, 2024 · U.S. regulators fined J.P. Morgan Securities $200 million for "widespread" failures to preserve staff communications on personal mobile devices, messaging apps and emails, and are probing similar ...
$1.8 Billion in SEC and CFTC Fines Highlights Continued Scrutiny …
WebFeb 22, 2024 · Wells Fargo appears to be the latest big bank ensnared in the industrywide personal-device misuse scandal. The Securities and Exchange Commission and Commodity Futures Trading Commission … WebDec 20, 2012 · Summary. On December 17, 2012, the Commodity Futures Trading Commission (CFTC) adopted final rules amending CFTC Regulations 1.31 and 1.35. The final rules require certain market participants to record oral communications that lead to the execution of a commodity interest transaction. 1 All such recordings must be kept for a … health e app
Wells Fargo probed for employee use of off-channel communications …
Web7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization (DCO) ... by means of electronic communication to additional DCOs of which the FCM is a clearing member (beyond the notification to the FCM's DSRO) would not materially increase the time and cost burden … WebApr 2, 2024 · We specialize in conducting thorough reviews of electronic communications tailored to your firm’s needs. We can work in a temporary or ongoing capacity with any archival platform and are able to perform reviews in seven different languages. Contact us to find out more about our surveillance services. Contact Us ACA COVID-19 Resources WebMay 5, 2024 · Her şey henüz başlıyor. Lidyalılar icat ettiğinden beri paranın olduğu her yerde sahtekarlık da oldu. Ama bu para sadece bela getirdi demeye yetmiyor. Bu kez de söz konusu olan basit bir vurgunculuk ya da kalpazanlık değil. Bu çağın en yeni finansal varlıklarından kripto paralar ve oluşturdukları piyasa hakkındaki bazı ... healthearizona.gov/login/default